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Demat Account

SEBI
Legislation UpdatesNotifications

SEBI extends timeline for existing account holders to provide “choice of nomination details” till 30-9-2023

On 27-3-2023, the Securities and Exchange Board of India (‘SEBI’) has extended timelines for the existing account holders to provide choice of

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Published on March 28, 2023March 28, 2023By Kriti
1 Comment2194 views
SEBI
Legislation UpdatesNotifications

SEBI modifies circular on Handling of Clients’ Securities by Trading Members/ Clearing Members

    On 11-11-2022, the Securities and Exchange Board of India (‘SEBI’) has issued circular revising the Handling of Clients’ Securities by

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Published on November 14, 2022By Prachi Bhardwaj
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SEBI
Legislation UpdatesNotifications

SEBI issues circular on Validation of Instructions for Pay-In of Securities from Client Demat account to Trading Member (TM) Pool Account against obligations received from the Clearing Corporations

    On 19-09-2022, the Securities and Exchange Board of India(‘SEBI') issued a circular on validation of Instructions for Pay- In of

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Published on September 20, 2022By Bhumika Indulia
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SEBI
Legislation UpdatesNotifications

SEBI issues circular for naming / tagging of demat accounts by June 30, 2022

On June 20, 2022, the Securities and Exchange Board of India has issued a circular requiring all stock brokers to name and

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Published on June 21, 2022June 21, 2022By Bhumika Indulia
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Case BriefsTribunals/Commissions/Regulatory Bodies

SEBI directs HDFC to deposit Rs 158.68 Crore in Escrow Account in BRH Wealth Kreators case; Penalty of Rs 1 Crore imposed

Security and Exchange Board of India (SEBI): G. Mahalingam (Whole Time Member) imposed a penalty of Rupees One Crore on HDFC Bank

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Published on January 28, 2021February 12, 2021By Editor
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Case BriefsTribunals/Commissions/Regulatory Bodies

SEBI grants limited relaxation to Noticees for inter alia availing benefits of corporate actions during restraint period

Securities and Exchange Board of India (SEBI): G. Mahalingam, (Whole Time Member) has granted limited relaxations to the noticee, namely N. Ravichandran,

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Published on January 11, 2021January 15, 2021By Editor
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Legal RoundUpTribunals/Regulatory Bodies/Commissions Monthly Roundup

2020 Wrap Up — Flashback of Stories on Consumer Cases

Since 2020 is now winding down, we switch on our flashback mode and note that a lot of changes in the name

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Published on December 25, 2020November 26, 2021By Bhumika Indulia
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Business NewsHot Off The PressNews

SEBI issues operational guidelines for Transfer and Dematerialization of re-lodged physical shares

SEBI has fixed March 31, 2021, as the cut-off date for re-lodgment of transfer requests and has stipulated that such transferred shares

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Published on December 9, 2020December 9, 2020By Bhumika Indulia
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Case BriefsHigh Courts

Telangana HC | If consequences of an offence are suffered at a different place than the place where offence occurred, which Court will have jurisdiction for trial of case? HC explains

Telangana High Court: The Division Bench of Raghvendra Singh Chauhan, CJ and Vijaysen Reddy, J., observed that if the consequences of an offence

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Published on December 1, 2020December 11, 2020By Bhumika Indulia
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Hot Off The PressNews

SEBI develops an online system for detecting misuse of clients’ securities by brokers

In the recent past years, it has been observed that some brokers have misused clients’ securities received as collateral to meet their

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Published on February 17, 2020February 17, 2020By Bhumika Indulia
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