SEBI modifies circular on Handling of Clients’ Securities by Trading Members/ Clearing Members
On 11-11-2022, the Securities and Exchange Board of India (‘SEBI’) has issued circular revising the Handling of Clients’ Securities by
Demat Account
SEBI issues circular on Validation of Instructions for Pay-In of Securities from Client Demat account to Trading Member (TM) Pool Account against obligations received from the Clearing Corporations
On 19-09-2022, the Securities and Exchange Board of India(‘SEBI') issued a circular on validation of Instructions for Pay- In of
SEBI issues circular for naming / tagging of demat accounts by June 30, 2022
On June 20, 2022, the Securities and Exchange Board of India has issued a circular requiring all stock brokers to name and
SEBI directs HDFC to deposit Rs 158.68 Crore in Escrow Account in BRH Wealth Kreators case; Penalty of Rs 1 Crore imposed
Security and Exchange Board of India (SEBI): G. Mahalingam (Whole Time Member) imposed a penalty of Rupees One Crore on HDFC Bank
SEBI grants limited relaxation to Noticees for inter alia availing benefits of corporate actions during restraint period
Securities and Exchange Board of India (SEBI): G. Mahalingam, (Whole Time Member) has granted limited relaxations to the noticee, namely N. Ravichandran,
2020 Wrap Up — Flashback of Stories on Consumer Cases
Since 2020 is now winding down, we switch on our flashback mode and note that a lot of changes in the name
SEBI issues operational guidelines for Transfer and Dematerialization of re-lodged physical shares
SEBI has fixed March 31, 2021, as the cut-off date for re-lodgment of transfer requests and has stipulated that such transferred shares
Telangana HC | If consequences of an offence are suffered at a different place than the place where offence occurred, which Court will have jurisdiction for trial of case? HC explains
Telangana High Court: The Division Bench of Raghvendra Singh Chauhan, CJ and Vijaysen Reddy, J., observed that if the consequences of an offence
SEBI develops an online system for detecting misuse of clients’ securities by brokers
In the recent past years, it has been observed that some brokers have misused clients’ securities received as collateral to meet their