
SEBI modifies circular on Handling of Clients’ Securities by Trading Members/ Clearing Members
On 11-11-2022, the Securities and Exchange Board of India (‘SEBI’) has issued circular revising the Handling of Clients’ Securities by
On 11-11-2022, the Securities and Exchange Board of India (‘SEBI’) has issued circular revising the Handling of Clients’ Securities by
On 19-09-2022, the Securities and Exchange Board of India(‘SEBI') issued a circular on validation of Instructions for Pay- In of
On June 20, 2022, the Securities and Exchange Board of India has issued a circular requiring all stock brokers to name and
Security and Exchange Board of India (SEBI): G. Mahalingam (Whole Time Member) imposed a penalty of Rupees One Crore on HDFC Bank
Securities and Exchange Board of India (SEBI): G. Mahalingam, (Whole Time Member) has granted limited relaxations to the noticee, namely N. Ravichandran,
Since 2020 is now winding down, we switch on our flashback mode and note that a lot of changes in the name
SEBI has fixed March 31, 2021, as the cut-off date for re-lodgment of transfer requests and has stipulated that such transferred shares
Telangana High Court: The Division Bench of Raghvendra Singh Chauhan, CJ and Vijaysen Reddy, J., observed that if the consequences of an offence
In the recent past years, it has been observed that some brokers have misused clients’ securities received as collateral to meet their