SAT
Case BriefsTribunals/Commissions/Regulatory Bodies

Securities Appellate Tribunal, Mumbai (SAT): While quashing the appeal preferred by the appellants against the order dated 12-05-2022 passed by the Securities

SEBI
Legislation UpdatesNotifications

    On 02-09-2022, the Securities and Exchange Board of India (‘SEBI') issued a circular on performance/ return claimed by unregulated platforms

Case BriefsSupreme Court

“Merely because a law operates on certain circumstances which are antecedent to its passing does not mean that it is retrospective.”

Case BriefsSupreme Court

“Such unscrambling of the resolution process will not only prove time-consuming, but may also adversely affect the agreed realized gains to the retail debenture holders, who have already consented to the negotiated settlement before the High Court.” 

SEBI
Legislation UpdatesNotifications

    On 25-08-2022, the Securities and Exchange Board of India (‘SEBI') has issued a circular on Enhanced Disclosures by Credit Rating

SEBI
Legislation UpdatesNotifications

    On 18-08-2022, SEBI has issued a circular on making the facility of block mechanism mandatory for all Early Pay –

SEBI
Legislation UpdatesNotifications

On 04-08-2022, the Securities and Exchange Board of India (‘SEBI’) issued enhanced guidelines for debenture trustees and listed issuer companies on security

SAT
Case BriefsTribunals/Commissions/Regulatory Bodies

    Securities Appellate Tribunal, Mumbai (SAT): While dealing with the appeal preferred by the appellants against the order dated 08-06-2021 of

SAT
Case BriefsTribunals/Commissions/Regulatory Bodies

Securities Appellant Tribunal, Mumbai: The Bench of Tarun Agarwala, J., Presiding Officer, and Meera Swarup, Technical Member, while allowing the appeals held

SEBI
Legislation UpdatesRules & Regulations

The Securities and Exchange Board of India has made SEBI (Mutual Funds) (Second Amendment) Regulations, 2022 to further amend the Securities and

Insider Trading
Op EdsOP. ED.

by Varghese George Thekkel†

SEBI
Legislation UpdatesNotifications

    On 29-07-2022, the Securities and Exchange Board of India(‘SEBI') issued an operational circular for listing obligations and disclosure requirements or

SEBI
Legislation UpdatesNotifications

    On 29-07-2022, the Securities and Exchange Board of India (‘SEBI') has extended the timeline for Nomination for Mutual Fund (‘MF')

SEBI
Case BriefsTribunals/Commissions/Regulatory Bodies

    Securities and Exchange Board of India (SEBI), Special Court, Maharashtra: In the instant case dealing with unregistered brokerage, Vishal Sadashivrao

SEBI
Legislation UpdatesRules & Regulations

    On 25-07-2022, the Securities Exchange Board of India(‘SEBI') has issued SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2022 to amend

SEBI
Legislation UpdatesRules & Regulations

    On 25-07-2022, the Securities and Exchange Board of India has issued SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations,

SEBI
Legislation UpdatesRules & Regulations

On 25-07-2022, the Securities and Exchange Board of India has issued SEBI (Issue of Capital and Disclosure Requirements) Third Amendment) Regulations, 2022

SEBI
Legislation UpdatesNotifications

    On 20-02-2022, Securities and Exchange Board of India (‘SEBI') has issued guidelines on entities allowed to use e-KYC Aadhaar Authentication