SEBI
Legislation UpdatesNotifications

    On 18-08-2022, SEBI has issued a circular on making the facility of block mechanism mandatory for all Early Pay –

SEBI
Legislation UpdatesNotifications

On 04-08-2022, the Securities and Exchange Board of India (‘SEBI’) issued enhanced guidelines for debenture trustees and listed issuer companies on security

SAT
Case BriefsTribunals/Commissions/Regulatory Bodies

    Securities Appellate Tribunal, Mumbai (SAT): While dealing with the appeal preferred by the appellants against the order dated 08-06-2021 of

SAT
Case BriefsTribunals/Commissions/Regulatory Bodies

Securities Appellant Tribunal, Mumbai: The Bench of Tarun Agarwala, J., Presiding Officer, and Meera Swarup, Technical Member, while allowing the appeals held

SEBI
Legislation UpdatesRules & Regulations

The Securities and Exchange Board of India has made SEBI (Mutual Funds) (Second Amendment) Regulations, 2022 to further amend the Securities and

Insider Trading
Op EdsOP. ED.

by Varghese George Thekkel†

SEBI
Legislation UpdatesNotifications

    On 29-07-2022, the Securities and Exchange Board of India(‘SEBI') issued an operational circular for listing obligations and disclosure requirements or

SEBI
Legislation UpdatesNotifications

    On 29-07-2022, the Securities and Exchange Board of India (‘SEBI') has extended the timeline for Nomination for Mutual Fund (‘MF')

SEBI
Case BriefsTribunals/Commissions/Regulatory Bodies

    Securities and Exchange Board of India (SEBI), Special Court, Maharashtra: In the instant case dealing with unregistered brokerage, Vishal Sadashivrao

SEBI
Legislation UpdatesRules & Regulations

    On 25-07-2022, the Securities Exchange Board of India(‘SEBI') has issued SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2022 to amend

SEBI
Legislation UpdatesRules & Regulations

    On 25-07-2022, the Securities and Exchange Board of India has issued SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations,

SEBI
Legislation UpdatesRules & Regulations

On 25-07-2022, the Securities and Exchange Board of India has issued SEBI (Issue of Capital and Disclosure Requirements) Third Amendment) Regulations, 2022

SEBI
Legislation UpdatesNotifications

    On 20-02-2022, Securities and Exchange Board of India (‘SEBI') has issued guidelines on entities allowed to use e-KYC Aadhaar Authentication

Appointments & TransfersNews

On 15-07-2022, Mr. Pramod Rao took charge as Executive Director in SEBI.  He will handle the Department of Debt and Hybrid Securities

SEBI
Legislation UpdatesNotifications

On 18-07-2022, SEBI has issued a circular for all the Market Infrastructure Institutions, Companies who have listed / are intending list their

SEBI
Legislation UpdatesNotifications

The Central Government has declared “zero coupon zero principal instruments” as securities for the purposes of the Securities Contracts (Regulation) Act, 1956.

SEBI
Legislation UpdatesNotifications

On 06-07-2022, Securities and Exchange Board of India (‘SEBI’) issued a circular on framework for Cyber Security and Cyber Resilience for all

SEBI
Legislation UpdatesNotifications

    On 04-07-2022, Securities and Exchange Board of India (‘SEBI') issued a circular on Investor Grievance Mechanism also amending its circular

SEBI
Case BriefsTribunals/Commissions/Regulatory Bodies

Securities Exchange Board of India (SEBI): Dark Fibre/Leased Line connectivity allowed to certain Stock Brokers, the Adjudicating Officer In the matter relating