SEBI
Tribunal, Regulatory Bodies and Commissions Monthly Roundup | Top 13 Legal Stories covering Google-CCI case, FTS under India Netherlands DTAA, RCap Resolution, RBI Penalty on Amazon, SEBI Penalty on Arshad Warsi, and more from March 2023
Find interesting rulings by NCLT, NCLAT, RBI, ITAT, SEBI, NCDRC covering legal stories on FTS under India Netherlands DTAA, reconsideration of approved resolution plan in insolvency proceedings, definition of financial debt, compensation against doctor’s legal obligations, and much more.
SAT reverses SEBI’s order in Arshad Warsi’s pump and dump case
Securities Appellate Tribunal: In the instant appeal filed against the ex parte ad-interim order passed by the Whole Time Members (WTM) of
SEBI extends timeline for existing account holders to provide “choice of nomination details” till 30-9-2023
On 27-3-2023, the Securities and Exchange Board of India (‘SEBI’) has extended timelines for the existing account holders to provide choice of
SEBI mandates E-wallet compliance with KYC norms vide E-wallet Investments in MF
On 23-3-2023, the Securities and Exchange Board of India (‘SEBI’) issued circular on the E-wallet Investments in Mutual Funds (‘MF’) to protect
SEBI notifies Master Circular for Portfolio Managers rescinding 32 circulars
On 20-3-2023, the Securities and Exchange Board of India (‘SEBI’) notified Master circular for Portfolio Managers (‘PMs’). The provisions came into force
General Obligations and Responsibilities of FPIs and DDPs revised vide SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2023
On 15-3-2023, the Securities and Exchange Board of India (‘SEBI’) notified the SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2023 to amend the
SEBI mandates linking of PAN with Aadhaar Number by 31-3-2023
On 8-3-2023, the Securities and Exchange Board of India (‘SEBI’) has mandated all existing investors to ensure that their Permanent Account Number
SEBI notifies SEBI (Grant of Reward to Informant under Recovery Proceedings) Guidelines, 2023
On 8-3-2023, the Securities and Exchange Board of India (Grant of Reward to Informant under Recovery Proceedings) Guidelines, 2023. Key Points: Applicability
SEBI imposes penalty on Arshad Warsi and his wife & 29 other entities; Bars from Securities Market for practicing fraudulent & unfair trade practices
On 2-3-2023, the Securities and Exchange Board of India (‘SEBI’) restrained the promoters of Sadhna Enterprises including Arshad Warsi along with other
Adani-Hindenburg Report | Supreme Court constitutes Expert Committee; Directs SEBI to conclude investigation in 2 months
The Supreme Court constituted an Expert Committee headed by a Former SC Judge for reviewing regulatory framework and directed SEBI to expeditiously conclude the investigation within 2 months.
LEGISLATION FEBRUARY 2023| 17+ Stories on Budget 2023-24; Revision of Income-Tax Forms; Definition of Piracy; Reduction of management fees of Asset Reconstruction Companies & SEBI Circulars; and more
UNION CABINET Union Budget 2023-24 Highlights: What’s in bag for middle-class? On 1-02-2023, the Union Finance Minister, Nirmala Sitharaman announced the Union
SEBI introduces Issue Summary Document and Dissemination of Issue to facilitate consumption of data by stakeholders
On 15-2-2023, the Securities and Exchange Board of India (‘SEBI’) issued circular on Introduction of Issue Summary Document (ISD) and dissemination of
SEBI introduces Chapter VI A on Obligations of Manager vide SEBI (REIT) (Amendment) Regulations, 2023
On 14-2-2023, the Securities and Exchange Board of India (‘SEBI’) notified the SEBI (Real Estate Investment Trusts) (Amendment) Regulations, 2023 to amend
SEBI introduces Chapter VIB on Obligations of Investment Managers vide SEBI (InvIT)(Amendment) Regulations, 2023
On 14-2-2023, the Securities and Exchange Board of India (‘SEBI’) issued the SEBI (Infrastructure Investment Trusts) (Amendments) Regulations, 2023 to amend the
First time issuers to amend their AoA within 6 months from the date of debt securities; SEBI clarifies
On 9-2-2023, the Securities and Exchange Board of India (‘SEBI’) clarified on the compliance by the first- time issuers of debt securities
SEBI issues list of securities which need to comply with provisions of Chapter of NCS Regulations, 2021
On 8-2-2023, the Securities and Exchange Board of India (‘SEBI’) clarified on the issuance and listing of perpetual debt instruments, perpetual non-cumulative
SEBI extends timeline until 1-3-2023 to Online Bond Platform Providers for making an application for registration certificate
On 7-2-2023, the Securities and Exchange Board of India (‘SEBI’) extended the timeline for entities operating or desirous of operating as Online
SEBI clarifies on Transaction in Corp Bonds via Request for Quote Platform by AIFs
On 1-2-2023, the Securities and Exchange Board of India has issued a circular on Transaction in Corporate Bonds through Request for Quote
Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023
On 17-1-2023, the Securities and Exchange Board of India notified the Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023