SEBI amends SEBI (CRA) Regulations, 1999; allowing disclosures to be used in fair assessment of Credit Rating Agencies
On 25-08-2022, the Securities and Exchange Board of India (‘SEBI') has issued a circular on Enhanced Disclosures by Credit Rating
SEBI
SEBI issues circular on participation of financial account aggregators in Account Aggregator framework
On 19-08-2022, SEBI has issued a circular on participation of financial account aggregators in Account Aggregator framework. The Account Aggregators
SEBI makes Block mechanism mandatory for all Early Pay-In transactions
On 18-08-2022, SEBI has issued a circular on making the facility of block mechanism mandatory for all Early Pay –
SEBI issues Circular on enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence
On 04-08-2022, the Securities and Exchange Board of India (‘SEBI’) issued enhanced guidelines for debenture trustees and listed issuer companies on security
SAT | Directions of debarment and the penalty imposed by Whole time Member held to be harsh and excessive ; Penalty reduced by 75%
Securities Appellate Tribunal, Mumbai (SAT): While dealing with the appeal preferred by the appellants against the order dated 08-06-2021 of
SAT| Shareholders can ratify Director’s Breach of Duty through a special resolution
Securities Appellant Tribunal, Mumbai: The Bench of Tarun Agarwala, J., Presiding Officer, and Meera Swarup, Technical Member, while allowing the appeals held
Sponsors which invest in various companies on behalf of the beneficiaries of insurance policies excluded from the definition of ‘Associate’ vide SEBI (Mutual Funds) (Second Amendment) Regulations, 2022
The Securities and Exchange Board of India has made SEBI (Mutual Funds) (Second Amendment) Regulations, 2022 to further amend the Securities and
Insider Trading: What must the Regulator Prove? Balram Garg v. SEBI: A case comment
by Varghese George Thekkel†
SEBI issues Operational Circular for listing obligations and disclosure requirements or Non- convertible Securities, Securitized Debt Instruments, and Commercial Paper
On 29-07-2022, the Securities and Exchange Board of India(‘SEBI') issued an operational circular for listing obligations and disclosure requirements or
SEBI issues circular extending the timeline for Nomination/ Opting out for Mutual Fund Unit Holders
On 29-07-2022, the Securities and Exchange Board of India (‘SEBI') has extended the timeline for Nomination for Mutual Fund (‘MF')
Whether the delay in filing complaints against unregistered sub-brokers, can be condoned? SEBI Special Court answers
Securities and Exchange Board of India (SEBI), Special Court, Maharashtra: In the instant case dealing with unregistered brokerage, Vishal Sadashivrao
SEBI inserts definition of Social Impact Fund vide SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2022
On 25-07-2022, the Securities Exchange Board of India(‘SEBI') has issued SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2022 to amend
SEBI introduces Chapter on Obligations of Social Enterprises vide SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2022
On 25-07-2022, the Securities and Exchange Board of India has issued SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations,
SEBI introduces Chapter on Social Stock Exchange vide SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2022
On 25-07-2022, the Securities and Exchange Board of India has issued SEBI (Issue of Capital and Disclosure Requirements) Third Amendment) Regulations, 2022
SEBI issues circular permitting 155 entities to use e-KYC Aadhaar Authentication services as sub-KYC User Agency
On 20-02-2022, Securities and Exchange Board of India (‘SEBI') has issued guidelines on entities allowed to use e-KYC Aadhaar Authentication
Pramod Rao takes charge as Executive Director, SEBI
On 15-07-2022, Mr. Pramod Rao took charge as Executive Director in SEBI. He will handle the Department of Debt and Hybrid Securities
Levy of GST on the fees payable to SEBI
On 18-07-2022, SEBI has issued a circular for all the Market Infrastructure Institutions, Companies who have listed / are intending list their
SEBI declares Zero coupon, zero principal bond as securities
The Central Government has declared “zero coupon zero principal instruments” as securities for the purposes of the Securities Contracts (Regulation) Act, 1956.
SEBI issues circular on framework for Cyber Security and Cyber Resilience for all Qualified Registrars to an Issue and Share Transfer Agents
On 06-07-2022, Securities and Exchange Board of India (‘SEBI’) issued a circular on framework for Cyber Security and Cyber Resilience for all
SEBI issues circular on investor grievance mechanism to expedite redressal and disposal of complaints
On 04-07-2022, Securities and Exchange Board of India (‘SEBI') issued a circular on Investor Grievance Mechanism also amending its circular