
When Soft Enforcement Stings: Rethinking SEBI’s Warning Letters
by Saurav Rajurkar*
by Saurav Rajurkar*
SEBI overhauls Margin Pledging rules.
SEBI observed that the trades were not routine or incidental but strategically timed to avoid substantial losses which would have occurred had the information been public at the time of trading.
SEBI emphasized that the integrity of the securities market is sacrosanct and any attempt to mislead investors, however novel or tech-enabled, would be dealt with strictly under the law.
The six-member bench headed by Justice A.M. Khanwilkar disposed of all the complaints filed against former SEBI Chairperson, Madhabi Puri Buch.
SEBI is transforming Digital KYC processes to ensure inclusivity and accessibility for persons with disabilities to financial services.
by Namita Shetty* and Bharat Harne**
Amendment regulation clarifying brokers’ investment policies.
SEBI extends Compliance Deadline for ODI & FPI Regulations to November 2025.
Cyril Amarchand Mangaldas is advising Bain Capital on its proposed investment of ~INR 4,385 crore in Manappuram Finance Limited
These regulations are applicable to Listed entity having non-convertible debt security of an outstanding value of Rs. 1000 crore and above.
Shardul Amarchand Mangaldas & Co. advised CDS Infra Projects Limited (“CDS Infra”)
SEBI registered Category II Alternative Investment Fund, acting through its Investment Manager, Neo Asset Management Private Limited (“Neo”)
KRAs will be primary source for verifying & triggering notifications to Data Access Nominees.
Application by Specific Investors will have to be made on 1st day of issue opening before 11 A.M.
The special court passed the order on the complaint filed by Sapan Shrivastava, a media reporter, seeking investigation into the alleged offences committed by the accused persons, involving large scale financial fraud, regulatory violations, and corruption.
AMFI to issue detailed standards regarding Risk-Band including on or before 31-3-2025.
Mr Tuhin Kanta Pandey will replace Ms Madhabi Puri Buch.