{"id":341650,"date":"2025-02-17T12:00:23","date_gmt":"2025-02-17T06:30:23","guid":{"rendered":"https:\/\/www.scconline.com\/blog\/?p=341650"},"modified":"2025-02-17T11:29:32","modified_gmt":"2025-02-17T05:59:32","slug":"sebi-investor-charter-amendment-regulations-legal-news","status":"publish","type":"post","link":"https:\/\/www.scconline.com\/blog\/post\/2025\/02\/17\/sebi-investor-charter-amendment-regulations-legal-news\/","title":{"rendered":"SEBI revises various Regulations introducing compliance with Investor Charter"},"content":{"rendered":"<div style=\"text-align: justify; line-height: 150%;\">\n<p style=\"margin-bottom: 3%;\">On 10-2-2025, the <span style=\"font-weight: bold;\">Securities and Exchange of India<\/span> notified the <span style=\"font-weight: bold;\">Securities and Exchange Board of India (Investor Charter) (Amendment) Regulations, 2025<\/span> to amend the various SEBI Regulations relating to<span style=\"font-weight: bold;\"> Investor Charter<\/span>. The provisions came into force on 10-2-2025.<\/p>\n<h3>Key Points:<\/h3>\n<p style=\"margin-bottom: 3%;\">These amendment regulations <span style=\"font-weight: bold;\">mandates<\/span> the stockbroker, merchant banker, registrar to an issue and share transfer agent, debenture trustee, banker to an issue, custodian, Know Your Client Registration Agency, Alternative Investment Fund, investment adviser, research analyst, manager of Real Estate Investment Trusts, manager of Infrastructure Investment Trusts, depository participant, designated depository of Foreign Portfolio Investors, portfolio manager, Vault Manager to ensure <span style=\"font-weight: bold;\">compliance with the Investor Charter<\/span>.<\/p>\n<p>Accordingly this regulation amends the following Regulations:<\/p>\n<ol style=\"list-style-type: decimal;\">\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/wa57C61I\" target=\"_blank\">Securities and Exchange Board of India (Stock Brokers) Regulations, 1992<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/2a62b7bj\" target=\"_blank\">Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/21hyY1GR\" target=\"_blank\">Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/wAF2aiA4\" target=\"_blank\">Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/B5f03ggB\" target=\"_blank\">Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/lJL9S095\" target=\"_blank\">Securities and Exchange Board of India (Mutual Funds) Regulations, 1996<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/E7ii3b80\" target=\"_blank\">Securities and Exchange Board of India (Custodian) Regulations, 1996<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/k4QyqJnP\" target=\"_blank\">Securities and Exchange Board of India {KYC (Know Your Client) Registration Agency} Regulations, 2011<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/m0SGvUx3\" target=\"_blank\">Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/fZ88aE53\" target=\"_blank\">Securities and Exchange Board of India (Investment Advisers) Regulations, 2013<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/M527MW0x\" target=\"_blank\">Securities and Exchange Board of India (Research Analysts) Regulations, 2014<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/06l6CVKh\" target=\"_blank\">Securities and Exchange Board of India (Real Estate Investment Trusts), Regulations, 2014<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/Dm83AmNr\" target=\"_blank\">Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/P7K1Ck30\" target=\"_blank\">Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/7V0NiStN\" target=\"_blank\">Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019<\/a><\/p>\n<\/li>\n<li>\n<p><a href=\"http:\/\/www.scconline.com\/DocumentLink\/285eR1W8\" target=\"_blank\">Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020<\/a><\/p>\n<\/li>\n<li>\n<p style=\"margin-bottom: 3%;\"><a href=\"http:\/\/www.scconline.com\/DocumentLink\/RzmXNGp1\" target=\"_blank\">Securities and Exchange Board of India (Vault Managers) Regulations, 2021<\/a><\/p>\n<\/li>\n<\/ol>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p style=\"font-style: italic;\">This amendment revises 17 SEBI Regulations.<\/p>\n","protected":false},"author":67515,"featured_media":316838,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_jetpack_memberships_contains_paid_content":false,"footnotes":""},"categories":[4,15],"tags":[78757,78755,78756,2563,16791,49788],"class_list":["post-341650","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-legislationupdates","category-rules_regulations","tag-client-registration-agency","tag-investor-charter","tag-merchant-banker","tag-SEBI","tag-securities-and-exchange-board-of-india","tag-stock-brokers"],"yoast_head":"<!-- This site is optimized with the Yoast 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