{"id":336305,"date":"2024-11-30T15:30:05","date_gmt":"2024-11-30T10:00:05","guid":{"rendered":"https:\/\/www.scconline.com\/blog\/?p=336305"},"modified":"2024-11-30T15:25:45","modified_gmt":"2024-11-30T09:55:45","slug":"sebi-replaces-with-self-attestation-various-regulations-vide-sebi-attestation-documents-amendment-regulations-2024","status":"publish","type":"post","link":"https:\/\/www.scconline.com\/blog\/post\/2024\/11\/30\/sebi-replaces-with-self-attestation-various-regulations-vide-sebi-attestation-documents-amendment-regulations-2024\/","title":{"rendered":"SEBI replaces requirement of \u2018notary attestation\u2019 with \u2018self-attestation\u2019 in various Regulations"},"content":{"rendered":"
\n

On 28-11-2024, the Securities and Exchange Board of India (‘SEBI’) notified the SEBI (Attestation of Documents) (Amendment) Regulations, 2024 to amend the SEBI (Custodian of Securities) Regulations, 1996<\/a>, SEBI (Credit Rating Agencies) Regulations, 1999<\/a>, SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011<\/a>, SEBI {KYC (Know Your Client) Registration Agency} Regulations, 2011<\/a>, SEBI (Buy-back of Securities) Regulations, 2018<\/a>, SEBI (Depositories and Participants) Regulations, 2018<\/a>, SEBI (Settlement Proceedings) Regulations, 2018<\/a>, SEBI (Delisting of Equity Shares) Regulations, 2021<\/a>, and SEBI (Index Providers) Regulations, 2024<\/a>. The 2024 amendment Regulations came into force on 28-11-2024.<\/p>\n

Key Points:<\/h3>\n
    \n
  1. \n

    Through the amendment, the requirement of attestation by a notary has been replaced with self-attestation in Form A of the First Schedule in the SEBI (Custodian) Regulations, 1996, in Form A of the First Schedule in SEBI (Credit Rating Agencies) Regulations, 1999<\/a>, in Form A of the First Schedule in SEBI {KYC (Know Your Client) Registration Agency} Regulations, 2011, and in Form A of Schedule I in SEBI (Index Providers) Regulations, 2024.<\/p>\n<\/li>\n

  2. \n

    The 2024 Regulations has amended Regulation 11(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011<\/a> to provide that for seeking exemption as mentioned in Regulation 11(1), a self-attested application must be filed with the board. Earlier, the application had to be supported with a duly sworn affidavit.<\/p>\n<\/li>\n

  3. \n

    Clause (ii) of Regulation 28 in the SEBI (Buy-back of Securities) Regulations, 2018<\/a> has been amended to provide that the application filed by the company for seeking relaxation should be self-attested. Earlier, the application had to be supported by a duly sworn affidavit.<\/p>\n<\/li>\n

  4. \n

    The requirement of attestation by an authorized notary has been replaced with self-attestation in Forms A, C, and F in the First Schedule of the SEBI (Depositories and Participants) Regulations, 2018<\/a>.<\/p>\n<\/li>\n

  5. \n

    The 2024 Regulations have amended the requirement in the format for undertakings and waivers in Part C of Schedule I of the SEBI (Settlement Proceedings) Regulations, 2018<\/a> whereby the undertaking by the applicants have to be submitted with a self-attested application.<\/p>\n<\/li>\n

  6. \n

    Regulation 42(2) of SEBI (Delisting of Equity Shares) Regulations, 2021<\/a> has been amended to provide that the application to be filed for seeking relaxation has to be self-attested as opposed to the earlier requirement of being supported by a duly sworn affidavit.<\/p>\n<\/li>\n<\/ol>\n<\/div>\n","protected":false},"excerpt":{"rendered":"

    SEBI notified the 2024 Amendment Regulations to amend provisions related to attestation of documents in 9 Regulations.<\/p>\n","protected":false},"author":67517,"featured_media":316838,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_jetpack_memberships_contains_paid_content":false,"footnotes":""},"categories":[4,15],"tags":[75823,75824,75825,2563,16791,75826],"class_list":["post-336305","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-legislationupdates","category-rules_regulations","tag-amendment-regulation","tag-attestation-of-documents","tag-notary-attestation","tag-SEBI","tag-securities-and-exchange-board-of-india","tag-self-attestation"],"yoast_head":"\nSecurities and Exchange Board of India (Attestation of Documents) (Amendment) Regulations, 2024 | SCC Times<\/title>\n<meta name=\"description\" content=\"SEBI replaces requirement of \u2018notary attestation\u2019 with 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