{"id":297695,"date":"2023-07-26T13:30:19","date_gmt":"2023-07-26T08:00:19","guid":{"rendered":"https:\/\/www.scconline.com\/blog\/?p=297695"},"modified":"2023-07-26T12:31:02","modified_gmt":"2023-07-26T07:01:02","slug":"sebi-notifies-stock-brokers-second-amendment-regulations-2023-legal-news","status":"publish","type":"post","link":"https:\/\/www.scconline.com\/blog\/post\/2023\/07\/26\/sebi-notifies-stock-brokers-second-amendment-regulations-2023-legal-news\/","title":{"rendered":"SEBI revises SEBI Stock Brokers Regulations 1992 exempting separate registration for participating in the tri-party repo segment"},"content":{"rendered":"<div style=\"text-align: justify; line-height: 150%;\">\n<p style=\"margin-bottom: 3%;\">On 24-7-2023, the Securities and Exchange Board of India (&#8216;SEBI&#8217;) notified the Securities and Exchange Board of India (Stock Brokers) (Second Amendment) Regulations, 2023 to amend the <a href=\"http:\/\/www.scconline.com\/DocumentLink\/wa57C61I\">Securities and Exchange Board of India (Stock Brokers) Regulations, 1992<\/a>. The provisions came into force on 24-7-2023.<\/p>\n<p style=\"margin-bottom: 3%;\"><b>Rule 10-A<\/b> relates to <b>Application for Registaration of Clearing Members.<\/b> It provides that to act a Clearing Member, one should obtain a certificate of registration from the Board.<\/p>\n<p style=\"margin-bottom: 3%;\">A new <b>Provision has been inserted<\/b> providing that no separate registration shall be required for any person registered with the limited purpose clearing corporation as a participant for participating in the tri-party repo segment for undertaking proprietary trades in corporate bonds.<\/p>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p>On 24-7-2023, the Securities and Exchange Board of India (&#8216;SEBI&#8217;) notified the Securities and Exchange Board of India (Stock Brokers) (Second Amendment) <\/p>\n","protected":false},"author":67515,"featured_media":295620,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_jetpack_memberships_contains_paid_content":false,"footnotes":""},"categories":[4,1193],"tags":[2828,11211,35597,44462,59707,51822,30844,2563,33725],"class_list":["post-297695","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-legislationupdates","category-notifications","tag-Amendment","tag-application","tag-certificate","tag-clearing-corporation","tag-clearing-corporation-member","tag-clearing-member","tag-regulations","tag-SEBI","tag-stockbrokers"],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v26.4 (Yoast SEO v26.4) - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>SEBI revises SEBI Stock Brokers Regulations 1992 | SCC Blog<\/title>\n<meta name=\"description\" content=\"SEBI vide Stock Brokers Second Amendment Regulations 2023 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Key points: No person shall act as an online bond platform provider\u2026","rel":"","context":"In &quot;Legislation Updates&quot;","block_context":{"text":"Legislation Updates","link":"https:\/\/www.scconline.com\/blog\/post\/category\/legislationupdates\/"},"img":{"alt_text":"SEBI","src":"https:\/\/i0.wp.com\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/03\/MicrosoftTeams-image-111-4.jpg?resize=350%2C200&ssl=1","width":350,"height":200,"srcset":"https:\/\/i0.wp.com\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/03\/MicrosoftTeams-image-111-4.jpg?resize=350%2C200&ssl=1 1x, https:\/\/i0.wp.com\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/03\/MicrosoftTeams-image-111-4.jpg?resize=525%2C300&ssl=1 1.5x, https:\/\/i0.wp.com\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/03\/MicrosoftTeams-image-111-4.jpg?resize=700%2C400&ssl=1 2x, https:\/\/i0.wp.com\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/03\/MicrosoftTeams-image-111-4.jpg?resize=1050%2C600&ssl=1 3x"},"classes":[]},{"id":282170,"url":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/","url_meta":{"origin":297695,"position":4},"title":"Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023","author":"Editor","date":"January 21, 2023","format":false,"excerpt":"On 17-1-2023, the Securities and Exchange Board of India notified the Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023 to amend the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992. The provisions came into effect on 17-1-2023 except for the provisions of Regulation 17, Schedule\u2026","rel":"","context":"In &quot;Legislation Updates&quot;","block_context":{"text":"Legislation Updates","link":"https:\/\/www.scconline.com\/blog\/post\/category\/legislationupdates\/"},"img":{"alt_text":"SEBI","src":"https:\/\/i0.wp.com\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/11\/MicrosoftTeams-image44.jpg?resize=350%2C200&ssl=1","width":350,"height":200},"classes":[]},{"id":327803,"url":"https:\/\/www.scconline.com\/blog\/post\/2024\/08\/01\/sebi-notifies-securities-contracts-regulation-stock-exchanges-clearing-corporations-third-amendment-regulations-2024\/","url_meta":{"origin":297695,"position":5},"title":"SEBI updates method of \u2018Disclosure of Shareholding\u2019 vide Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2024","author":"Editor","date":"August 1, 2024","format":false,"excerpt":"The 2024 Regulations have amended various provisions of the 2018 Regulations including provisions for disclosure of shareholding patterns and the constitution of Core Settlement Guarantee Fund Committee.","rel":"","context":"In &quot;Legislation Updates&quot;","block_context":{"text":"Legislation Updates","link":"https:\/\/www.scconline.com\/blog\/post\/category\/legislationupdates\/"},"img":{"alt_text":"Securities and Exchange Board of India","src":"https:\/\/i0.wp.com\/www.scconline.com\/blog\/wp-content\/uploads\/2024\/03\/Securities-and-Exchange-Board-of-India.webp?resize=350%2C200&ssl=1","width":350,"height":200,"srcset":"https:\/\/i0.wp.com\/www.scconline.com\/blog\/wp-content\/uploads\/2024\/03\/Securities-and-Exchange-Board-of-India.webp?resize=350%2C200&ssl=1 1x, https:\/\/i0.wp.com\/www.scconline.com\/blog\/wp-content\/uploads\/2024\/03\/Securities-and-Exchange-Board-of-India.webp?resize=525%2C300&ssl=1 1.5x, https:\/\/i0.wp.com\/www.scconline.com\/blog\/wp-content\/uploads\/2024\/03\/Securities-and-Exchange-Board-of-India.webp?resize=700%2C400&ssl=1 2x"},"classes":[]}],"amp_enabled":true,"_links":{"self":[{"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/posts\/297695","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/users\/67515"}],"replies":[{"embeddable":true,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/comments?post=297695"}],"version-history":[{"count":0,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/posts\/297695\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/media\/295620"}],"wp:attachment":[{"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/media?parent=297695"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/categories?post=297695"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/tags?post=297695"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}