{"id":282170,"date":"2023-01-21T17:30:53","date_gmt":"2023-01-21T12:00:53","guid":{"rendered":"https:\/\/www.scconline.com\/blog\/?p=282170"},"modified":"2023-01-21T17:09:17","modified_gmt":"2023-01-21T11:39:17","slug":"securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul","status":"publish","type":"post","link":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/","title":{"rendered":"Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023"},"content":{"rendered":"<div style=\"text-align: justify; line-height: 150%;\">\n<p style=\"margin-bottom: 3%;\">On 17-1-2023, the Securities and Exchange Board of India notified the Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023 to amend the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992. The provisions came into effect on 17-1-2023 except for the provisions of Regulation 17, Schedule V and Schedule VI.<\/p>\n<p style=\"font-weight: bold;\">Key Points:<\/p>\n<ol style=\"list-style-type: decimal;\">\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">Regulation 18-D relating to <span style=\"font-weight: bold;\">Enhanced obligations and responsibilities for qualified stock-brokers<\/span> has been inserted.<\/p>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">A qualified stock-broker will be designated by the Board on the basis of size, impact on investors and securities market, governance and service standards. Other parameters are:<\/p>\n<ul style=\"list-style-type: disc;\">\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">The total number of active clients<\/p>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">The available total assets of clients with the stock-brokers<\/p>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">Trading volumes of the stock-broker<\/p>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">Margin obligations of all clients of a stock-broker<\/p>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">Compliance score<\/p>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">Grievance redressal score<\/p>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">Proprietary trading volumes<\/p>\n<\/li>\n<\/ul>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">Obligations and responsibilities of a qualified stock-broker will be:<\/p>\n<ul style=\"list-style-type: disc;\">\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">appropriate governance structure and processes<\/p>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">appropriate risk management policy and processes<\/p>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">scalable infrastructure and appropriate technical capacity<\/p>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">framework for orderly winding down<\/p>\n<\/li>\n<li>\n<p class=\"List&nbsp;Paragraph\" style=\"margin-left: 0.0mm;\">robust cyber security framework and processes<\/p>\n<\/li>\n<li>\n<p style=\"margin-bottom: 3%;\">investor services including online complaint redressal mechanism<\/p>\n<\/li>\n<\/ul>\n<\/li>\n<\/ol>\n<hr\/>\n<p style=\"text-indent: 18pt;\"><strong><span style=\"color: #000080;\">*Kriti Kumar, Editorial Assistant has reported this brief.<\/span><\/strong><\/p>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p>On 17-1-2023, the Securities and Exchange Board of India notified the Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023 <\/p>\n","protected":false},"author":67011,"featured_media":278871,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_jetpack_memberships_contains_paid_content":false,"footnotes":""},"categories":[4,15],"tags":[35845,54627,2563],"class_list":["post-282170","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-legislationupdates","category-rules_regulations","tag-circular","tag-qualified-stock-brokers","tag-SEBI"],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v27.4 (Yoast SEO v27.4) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023 | SCC Times<\/title>\n<meta name=\"description\" content=\"On 17-1-2023, the Securities and Exchange Board of India notified the Securities and Exchange Board of India (Stock Brokers) (Amendment)\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023\" \/>\n<meta property=\"og:description\" content=\"On 17-1-2023, the Securities and Exchange Board of India notified the Securities and Exchange Board of India (Stock Brokers) (Amendment)\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/\" \/>\n<meta property=\"og:site_name\" content=\"SCC Times\" \/>\n<meta property=\"article:publisher\" content=\"https:\/\/www.facebook.com\/scc.online\/\" \/>\n<meta property=\"article:published_time\" content=\"2023-01-21T12:00:53+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/11\/MicrosoftTeams-image44.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"390\" \/>\n\t<meta property=\"og:image:height\" content=\"310\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"Editor\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Editor\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/\"},\"author\":{\"name\":\"Editor\",\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/#\\\/schema\\\/person\\\/84e42bab48238baf12c7e33b3d9761fe\"},\"headline\":\"Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023\",\"datePublished\":\"2023-01-21T12:00:53+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/\"},\"wordCount\":197,\"commentCount\":0,\"image\":{\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/wp-content\\\/uploads\\\/2022\\\/11\\\/MicrosoftTeams-image44.jpg\",\"keywords\":[\"Circular\",\"qualified stock brokers\",\"SEBI\"],\"articleSection\":[\"Legislation Updates\",\"Rules &amp; Regulations\"],\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"CommentAction\",\"name\":\"Comment\",\"target\":[\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/#respond\"]}]},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/\",\"url\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/\",\"name\":\"Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023 | SCC Times\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/#primaryimage\"},\"image\":{\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/wp-content\\\/uploads\\\/2022\\\/11\\\/MicrosoftTeams-image44.jpg\",\"datePublished\":\"2023-01-21T12:00:53+00:00\",\"author\":{\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/#\\\/schema\\\/person\\\/84e42bab48238baf12c7e33b3d9761fe\"},\"description\":\"On 17-1-2023, the Securities and Exchange Board of India notified the Securities and Exchange Board of India (Stock Brokers) (Amendment)\",\"breadcrumb\":{\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/\"]}]},{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/#primaryimage\",\"url\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/wp-content\\\/uploads\\\/2022\\\/11\\\/MicrosoftTeams-image44.jpg\",\"contentUrl\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/wp-content\\\/uploads\\\/2022\\\/11\\\/MicrosoftTeams-image44.jpg\",\"width\":390,\"height\":310,\"caption\":\"SEBI\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/2023\\\/01\\\/21\\\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\\\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/#website\",\"url\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/\",\"name\":\"SCC Times\",\"description\":\"Bringing you the Best Analytical Legal News\",\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/#\\\/schema\\\/person\\\/84e42bab48238baf12c7e33b3d9761fe\",\"name\":\"Editor\",\"image\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/34e366be721c41333586de05faa13743195f5b142dcd7a015c6fabd2389521d0?s=96&d=mm&r=g\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/34e366be721c41333586de05faa13743195f5b142dcd7a015c6fabd2389521d0?s=96&d=mm&r=g\",\"contentUrl\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/34e366be721c41333586de05faa13743195f5b142dcd7a015c6fabd2389521d0?s=96&d=mm&r=g\",\"caption\":\"Editor\"},\"url\":\"https:\\\/\\\/www.scconline.com\\\/blog\\\/post\\\/author\\\/editor_4\\\/\"}]}<\/script>\n<!-- \/ Yoast SEO Premium plugin. -->","yoast_head_json":{"title":"Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023 | SCC Times","description":"On 17-1-2023, the Securities and Exchange Board of India notified the Securities and Exchange Board of India (Stock Brokers) (Amendment)","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/","og_locale":"en_US","og_type":"article","og_title":"Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023","og_description":"On 17-1-2023, the Securities and Exchange Board of India notified the Securities and Exchange Board of India (Stock Brokers) (Amendment)","og_url":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/","og_site_name":"SCC Times","article_publisher":"https:\/\/www.facebook.com\/scc.online\/","article_published_time":"2023-01-21T12:00:53+00:00","og_image":[{"width":390,"height":310,"url":"https:\/\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/11\/MicrosoftTeams-image44.jpg","type":"image\/jpeg"}],"author":"Editor","twitter_card":"summary_large_image","twitter_misc":{"Written by":"Editor","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/#article","isPartOf":{"@id":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/"},"author":{"name":"Editor","@id":"https:\/\/www.scconline.com\/blog\/#\/schema\/person\/84e42bab48238baf12c7e33b3d9761fe"},"headline":"Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023","datePublished":"2023-01-21T12:00:53+00:00","mainEntityOfPage":{"@id":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/"},"wordCount":197,"commentCount":0,"image":{"@id":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/#primaryimage"},"thumbnailUrl":"https:\/\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/11\/MicrosoftTeams-image44.jpg","keywords":["Circular","qualified stock brokers","SEBI"],"articleSection":["Legislation Updates","Rules &amp; Regulations"],"inLanguage":"en-US","potentialAction":[{"@type":"CommentAction","name":"Comment","target":["https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/#respond"]}]},{"@type":"WebPage","@id":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/","url":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/","name":"Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023 | SCC Times","isPartOf":{"@id":"https:\/\/www.scconline.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/#primaryimage"},"image":{"@id":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/#primaryimage"},"thumbnailUrl":"https:\/\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/11\/MicrosoftTeams-image44.jpg","datePublished":"2023-01-21T12:00:53+00:00","author":{"@id":"https:\/\/www.scconline.com\/blog\/#\/schema\/person\/84e42bab48238baf12c7e33b3d9761fe"},"description":"On 17-1-2023, the Securities and Exchange Board of India notified the Securities and Exchange Board of India (Stock Brokers) (Amendment)","breadcrumb":{"@id":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/#primaryimage","url":"https:\/\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/11\/MicrosoftTeams-image44.jpg","contentUrl":"https:\/\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/11\/MicrosoftTeams-image44.jpg","width":390,"height":310,"caption":"SEBI"},{"@type":"BreadcrumbList","@id":"https:\/\/www.scconline.com\/blog\/post\/2023\/01\/21\/securities-and-exchange-board-of-india-notified-the-securities-and-exchange-board-of-india-stock-brokers-amendment-regulations-2023-to-amend-securities-and-exchange-board-of-india-stock-brokers-regul\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.scconline.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023"}]},{"@type":"WebSite","@id":"https:\/\/www.scconline.com\/blog\/#website","url":"https:\/\/www.scconline.com\/blog\/","name":"SCC Times","description":"Bringing you the Best Analytical Legal News","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.scconline.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.scconline.com\/blog\/#\/schema\/person\/84e42bab48238baf12c7e33b3d9761fe","name":"Editor","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/34e366be721c41333586de05faa13743195f5b142dcd7a015c6fabd2389521d0?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/34e366be721c41333586de05faa13743195f5b142dcd7a015c6fabd2389521d0?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/34e366be721c41333586de05faa13743195f5b142dcd7a015c6fabd2389521d0?s=96&d=mm&r=g","caption":"Editor"},"url":"https:\/\/www.scconline.com\/blog\/post\/author\/editor_4\/"}]}},"jetpack_featured_media_url":"https:\/\/www.scconline.com\/blog\/wp-content\/uploads\/2022\/11\/MicrosoftTeams-image44.jpg","jetpack_sharing_enabled":true,"jetpack-related-posts":[],"amp_enabled":true,"_links":{"self":[{"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/posts\/282170","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/users\/67011"}],"replies":[{"embeddable":true,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/comments?post=282170"}],"version-history":[{"count":0,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/posts\/282170\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/media\/278871"}],"wp:attachment":[{"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/media?parent=282170"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/categories?post=282170"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.scconline.com\/blog\/wp-json\/wp\/v2\/tags?post=282170"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}